Charitable Champions Eligibility

To be eligible for consideration, firms must meet all of the following criteria:

  • Must be in business a minimum of one year
  • Have a minimum of three employees in the United States. All employees in your company should be included in your employee count, not just your financial advising department.
  • Be a financial advice or wealth management firm providing direct financial advice to households or organizations. This includes registered investment advisers (RIA), those affiliated with an independent broker-dealer (IBD), a hybrid/dually-registered firm affiliated with an IBD and doing business through an RIA, and wealth management teams.
  • Nominees must be in good standing with state and federal securities regulators.

Home offices and firms that support the financial advice profession are not eligible.