Advisor Eligibility Archives

How frequently can an advisor be nominated and/or win?

Past Winners Advisors who have previously won an IiO Award category are only eligible to be nominated for the same charity for the Lifetime Achievement Award category. It must be at least seven years from the original award date and they must meet the award criteria. For …Read More

Who is eligible for nomination?

Nominees must be currently working as: registered representatives (for example, Series 7) registered investment advisors or financial planners with a professional designation (please refer to FINRA’s list of designations for examples). Nominees must be active financial advisors, defined by spending at least 75% of their time providing financial …Read More